Regulatory Defense:
The Firm has represented numerous individuals and entities in CFTC, NFA, SEC, FINRA and exchange investigations and proceedings, including The Chicago Mercantile Exchange, Chicago Board of Trade and Intercontinental Commodity Exchange.
Disclosure Documentation:
The Firm has prepared registration documentation and disclosure documentation for numerous Commodity Trading Advisors, Commodity Pool Operators and Introducing brokers who are engaged in the futures and foreign currency business.
International Litigation:
The Firm has represented numerous foreign individuals and entities on matters in the United States. The Firm has numerous foreign lawyer affiliations.